| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 就证券提供意见 | 2023-03-20 | 2023-03-26 |
| Rep | 就证券提供意见 | 2018-12-11 | 2022-01-19 | |
| Rep | 期货合约交易 | 2018-12-11 | 2022-01-19 | |
| Rep | 证券交易 | 2018-12-11 | 2022-01-19 | |
| Rafiki Capital Management (Hong Kong) Limited | RO | 提供资产管理 | 2016-11-07 | 2018-10-31 |
| Credit Suisse (Hong Kong) Limited | Rep | 期货合约交易 | 2013-02-18 | 2016-09-02 |
| Rep | 就证券提供意见 | 2012-09-05 | 2016-09-02 | |
| Rep | 证券交易 | 2009-06-05 | 2016-09-02 | |
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2007-05-02 | 2009-04-22 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 证券交易 | - | 2007-02-27 |