| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| RICHE BRIGHT SECURITIES LIMITED | Rep | 就证券提供意见 | 2025-10-28 | - |
| Rep | 证券交易 | 2025-10-28 | - | |
| RO | 提供资产管理 | 2025-07-28 | - | |
| Yan Yun Family Office (HK) Limited | Rep | 就证券提供意见 | 2024-08-05 | 2025-06-30 |
| Rep | 提供资产管理 | 2024-08-05 | 2025-06-30 | |
| RO | 就证券提供意见 | 2023-01-04 | 2024-08-05 | |
| RO | 提供资产管理 | 2023-01-04 | 2024-08-05 | |
| Rep | 就证券提供意见 | 2022-09-16 | 2023-01-04 | |
| Rep | 提供资产管理 | 2022-09-16 | 2023-01-04 | |
| Avenue Family Office Limited | Rep | 就证券提供意见 | 2021-05-18 | 2022-06-05 |
| Rep | 提供资产管理 | 2021-05-18 | 2022-06-05 | |
| Rep | 证券交易 | 2021-05-18 | 2022-06-05 | |
| AVENUE INVESTMENT MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2021-05-18 | 2022-07-15 |
| Rep | 提供资产管理 | 2021-05-18 | 2022-07-15 | |
| Rep | 证券交易 | 2021-05-18 | 2022-07-15 | |
| Zerobridge Partners Advisory Limited | RO | 就证券提供意见 | 2019-05-29 | 2021-05-11 |
| RO | 证券交易 | 2019-05-29 | 2021-05-11 | |
| Venture Smart Asia Limited | Rep | 就证券提供意见 | 2018-11-29 | 2019-05-29 |
| Rep | 证券交易 | 2018-11-29 | 2019-05-29 | |
| China Renaissance Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2015-07-30 | 2018-11-01 |
| Rep | 就证券提供意见 | 2015-07-30 | 2018-11-01 | |
| Rep | 证券交易 | 2015-07-30 | 2018-11-01 | |
| VTB Capital Hong Kong Limited | RO | 就证券提供意见 | 2014-12-01 | 2015-05-25 |
| RO | 证券交易 | 2014-04-25 | 2015-05-25 | |
| RO | 就机构融资提供意见 | 2013-11-11 | 2015-05-25 | |
| Rep | 证券交易 | 2013-07-12 | 2014-04-25 | |
| Rep | 就证券提供意见 | 2013-07-12 | 2014-12-01 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2011-02-28 | 2012-07-10 |
| Rep | 就证券提供意见 | 2011-02-28 | 2013-05-01 | |
| Rep | 证券交易 | 2011-02-28 | 2013-05-01 | |
| RO | 就证券提供意见 | 2010-11-30 | 2011-02-28 | |
| RO | 就机构融资提供意见 | 2009-02-18 | 2011-02-28 | |
| RO | 证券交易 | 2009-02-18 | 2011-02-28 | |
| Rep | 就机构融资提供意见 | 2006-08-01 | 2009-02-18 | |
| Rep | 证券交易 | 2006-08-01 | 2009-02-18 | |
| Rep | 就证券提供意见 | 2006-08-01 | 2010-11-30 | |
| Citigroup Global Markets Asia Limited | Rep | 提供资产管理 | 2003-04-01 | 2005-01-28 |
| Rep | 就证券提供意见 | 2003-04-01 | 2005-03-21 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2005-03-21 | |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2006-06-19 | |
| Rep | 证券交易 | 2003-04-01 | 2006-06-19 |
已采集记录中暂无金管局登记。