| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | RO | 期货合约交易 | 2025-11-10 | - |
| RO | 证券交易 | 2025-11-10 | - | |
| Rep | 期货合约交易 | 2023-10-30 | 2025-11-10 | |
| Rep | 证券交易 | 2023-10-30 | 2025-11-10 | |
| Credit Suisse (Hong Kong) Limited | RO | 期货合约交易 | 2017-12-20 | 2023-08-04 |
| RO | 证券交易 | 2017-12-20 | 2023-08-04 | |
| Rep | 就证券提供意见 | 2014-03-31 | 2017-03-07 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2011-10-12 | 2023-08-04 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2011-06-17 | 2013-11-01 |
| Rep | 期货合约交易 | 2011-06-17 | 2017-12-20 | |
| Rep | 证券交易 | 2011-06-17 | 2017-12-20 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2009-08-10 | 2011-04-02 |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期货合约交易 | 2007-06-18 | 2011-04-02 |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2007-06-18 | 2011-04-02 |
| Rep | 证券交易 | 2007-06-18 | 2011-04-02 |
已采集记录中暂无金管局登记。