| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GCM Investments Hong Kong Limited | RO | 就证券提供意见 | 2018-10-08 | - |
| RO | 证券交易 | 2018-10-08 | - | |
| Rep | 就证券提供意见 | 2014-05-16 | 2018-10-08 | |
| Rep | 证券交易 | 2014-05-16 | 2018-10-08 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就证券提供意见 | 2011-07-15 | 2014-01-03 |
| Rep | 证券交易 | 2011-07-15 | 2014-01-03 |