| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2021-10-18 | - |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2021-10-18 | - |
| Aletheia Analyst Network Limited | Rep | 就证券提供意见 | 2021-06-04 | 2021-06-30 |
| ALETHEIA TECHNOLOGIES LIMITED (HK) | Rep | 就证券提供意见 | 2018-08-21 | 2021-06-02 |
| Credit Suisse (Hong Kong) Limited | Rep | 证券交易 | 2005-04-14 | 2017-11-07 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2003-04-01 | 2003-08-22 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2005-02-15 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2005-02-15 | |
| Rep | 提供资产管理 | 2003-04-01 | 2005-02-15 | |
| Rep | 证券交易 | 2003-04-01 | 2013-10-30 |