| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2010-02-26 | 2013-11-01 |
| Rep | 就证券提供意见 | 2010-02-26 | 2024-01-19 | |
| Rep | 期货合约交易 | 2010-02-26 | 2024-01-19 | |
| Rep | 证券交易 | 2010-01-29 | 2024-01-19 | |
| Credit Agricole Securities (Asia) Limited | Rep | 证券交易 | 2005-06-01 | 2010-01-05 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2003-11-03 | 2005-04-27 |