| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2023-11-13 | - |
| Rep | 证券交易 | 2023-11-13 | - | |
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2023-04-21 | 2023-08-02 |
| Rep | 证券交易 | 2023-04-21 | 2023-08-02 | |
| Credit Suisse (Hong Kong) Limited | Rep | 期货合约交易 | 2013-02-19 | 2023-03-21 |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2003-08-22 | |
| Rep | 证券交易 | 2003-04-01 | 2023-03-21 |