| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2009-06-09 | 2013-11-01 |
| Rep | 期货合约交易 | 2009-06-09 | 2022-08-25 | |
| Rep | 证券交易 | 2009-06-09 | 2022-08-25 | |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期货合约交易 | 2004-08-20 | 2009-04-22 |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2004-08-20 | 2009-04-22 |
| Rep | 证券交易 | 2004-08-20 | 2009-04-22 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2004-08-20 | 2009-04-22 |