| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SG SECURITIES (HK) LIMITED | Rep | 期货合约交易 | 2024-04-15 | 2025-10-15 |
| RO | 就证券提供意见 | 2015-08-26 | 2025-10-15 | |
| RO | 证券交易 | 2015-08-26 | 2025-10-15 | |
| Rep | 就证券提供意见 | 2013-06-24 | 2015-08-26 | |
| Rep | 证券交易 | 2013-06-24 | 2015-08-26 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2011-06-28 | 2012-09-21 |
| Rep | 就证券提供意见 | 2011-06-28 | 2013-03-20 | |
| Rep | 提供自动化交易服务 | 2011-06-28 | 2013-03-20 | |
| Rep | 证券交易 | 2011-06-28 | 2013-03-20 |