| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 提供资产管理 | 2016-11-11 | 2017-06-13 |
| Credit Suisse Securities (Hong Kong) Limited | RO | 证券交易 | 2014-12-18 | 2016-10-31 |
| Credit Suisse (Hong Kong) Limited | RO | 期货合约交易 | 2014-01-23 | 2017-06-13 |
| RO | 证券交易 | 2014-01-23 | 2017-06-13 | |
| Rep | 提供自动化交易服务 | 2010-03-24 | 2013-11-01 | |
| Rep | 期货合约交易 | 2010-03-24 | 2014-01-23 | |
| Rep | 证券交易 | 2010-03-24 | 2014-01-23 |