| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse Securities (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2013-08-22 | 2016-07-26 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2012-07-03 | 2013-11-01 |
| Rep | 期货合约交易 | 2012-07-03 | 2016-07-26 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2012-07-03 | 2016-07-26 |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2010-08-12 | 2012-02-01 |
| Rep | 就证券提供意见 | 2010-08-12 | 2012-02-01 | |
| Rep | 证券交易 | 2010-08-12 | 2016-07-26 |