| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Y-Intercept (Hong Kong) Limited | RO | 提供资产管理 | 2018-12-14 | - |
| Credit Suisse (Hong Kong) Limited | Rep | 提供资产管理 | 2016-11-09 | 2017-08-01 |
| Rep | 提供自动化交易服务 | 2009-08-04 | 2013-11-01 | |
| Rep | 期货合约交易 | 2009-08-04 | 2017-08-01 | |
| Rep | 证券交易 | 2009-08-04 | 2017-08-01 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2009-08-04 | 2016-10-28 |
| SG SECURITIES (HK) LIMITED | Rep | 提供自动化交易服务 | 2008-09-12 | 2009-07-08 |
| Rep | 期货合约交易 | 2008-09-12 | 2009-07-08 | |
| Rep | 证券交易 | 2008-07-30 | 2009-07-08 | |
| BEAR STEARNS ASIA LIMITED | Rep | 证券交易 | 2008-04-14 | 2008-06-30 |