| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CreditEase Wealth Management (HK) Limited | RO | 就证券提供意见 | 2017-10-16 | 2023-07-18 |
| RO | 提供资产管理 | 2017-10-16 | 2023-07-18 | |
| Rep | 就证券提供意见 | 2015-05-22 | 2017-10-16 | |
| Rep | 提供资产管理 | 2015-05-22 | 2017-10-16 | |
| GCM Investments Hong Kong Limited | Rep | 就证券提供意见 | 2014-05-16 | 2015-04-24 |
| Rep | 证券交易 | 2014-05-16 | 2015-04-24 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就证券提供意见 | 2009-10-30 | 2014-01-03 |
| Rep | 证券交易 | 2009-10-30 | 2014-01-03 |