| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SMBC NIKKO SECURITIES (HONG KONG) LIMITED | RO | 就机构融资提供意见 | 2026-03-19 | - |
| RO | 就证券提供意见 | 2026-03-19 | - | |
| RO | 证券交易 | 2026-03-19 | - | |
| RO | 就机构融资提供意见 | 2025-12-29 | 2026-03-18 | |
| RO | 就证券提供意见 | 2025-12-29 | 2026-03-18 | |
| RO | 证券交易 | 2025-12-29 | 2026-03-18 | |
| Rep | 就机构融资提供意见 | 2025-10-09 | 2025-12-29 | |
| Rep | 就证券提供意见 | 2025-10-09 | 2025-12-29 | |
| Rep | 证券交易 | 2025-10-09 | 2025-12-29 | |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2019-03-20 | 2025-04-30 |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2009-06-18 | 2012-07-10 |
| Rep | 就证券提供意见 | 2009-06-18 | 2015-10-09 | |
| Rep | 证券交易 | 2007-09-28 | 2015-10-09 | |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2006-08-25 | 2007-09-03 |
| Rep | 证券交易 | 2006-08-25 | 2007-09-03 |
已采集记录中暂无金管局登记。