Lai, Johnson Kai Tsun 黎啟進 Hong Kong SFC License Details (ID 77384)

Lai, Johnson Kai Tsun 黎啟進 Hong Kong SFC License Details (ID 77384)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Credit Suisse (Hong Kong) Limited	Rep	就期货合约提供意见	2018-12-10	2021-12-17
Credit Suisse Securities (Hong Kong) Limited	Rep	证券交易	2010-06-30	2021-12-17
Credit Suisse (Hong Kong) Limited	Rep	就证券提供意见	2009-12-29	2021-12-17
	Rep	提供自动化交易服务	2009-08-18	2013-11-01
	Rep	期货合约交易	2009-08-18	2021-12-17
	Rep	证券交易	2009-08-18	2021-12-17
UBS DERIVATIVES HONG KONG LIMITED	Rep	期货合约交易	2008-07-02	2009-07-10
UBS SECURITIES ASIA LIMITED	Rep	期货合约交易	2008-07-02	2009-07-10
	Rep	证券交易	2008-07-02	2009-07-10
UBS SECURITIES HONG KONG LIMITED	Rep	证券交易	2008-07-02	2009-07-10