Lam, Ashley Chit Fai 林皙暉 SFC Licences and HKMA Registrations (ID 77386)

Lam, Ashley Chit Fai 林皙暉 SFC Licences and HKMA Registrations (ID 77386)

关键资料牌照与登记公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	期货合约交易	2025-07-10	-
	Rep	证券交易	2025-07-10	-
Credit Suisse (Hong Kong) Limited	Rep	就证券提供意见	2009-12-29	2015-11-19
	Rep	提供自动化交易服务	2008-11-05	2013-11-01
	Rep	期货合约交易	2008-11-05	2023-11-13
Credit Suisse Futures (Hong Kong) Limited	Rep	提供自动化交易服务	2007-04-25	2008-11-24
Credit Suisse (Hong Kong) Limited	Rep	证券交易	2007-04-17	2023-11-13
Credit Suisse Futures (Hong Kong) Limited	Rep	期货合约交易	2007-04-17	2008-11-24
Credit Suisse Securities (Hong Kong) Limited	Rep	证券交易	2007-04-17	2023-11-13
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2007-01-15	2007-03-17
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2006-11-27	2007-03-17
Merrill Lynch Far East Limited	Rep	证券交易	2006-11-27	2007-03-17
Credit Agricole Securities (Asia) Limited	Rep	证券交易	2005-06-01	2006-10-28

金管局登记

金管局有关人士登记与证监会牌照独立展示。EO 表示主管人员。

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已采集记录中暂无金管局登记。