| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2012-05-28 | 2016-10-04 |
| Rep | 证券交易 | 2012-05-28 | 2016-10-04 | |
| Rep | 就期货合约提供意见 | 2012-05-28 | 2017-09-30 | |
| Rep | 期货合约交易 | 2012-05-28 | 2017-09-30 | |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2010-03-10 | 2012-01-06 |
| Rep | 期货合约交易 | 2010-03-10 | 2012-01-06 | |
| Rep | 证券交易 | 2010-03-10 | 2012-01-06 |