| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC BROKING SECURITIES (ASIA) LIMITED | RO | 就证券提供意见 | 2026-11-02 | - |
| Rep | 证券交易 | 2026-11-02 | - | |
| RO | 就证券提供意见 | 2026-08-03 | 2026-11-01 | |
| Rep | 证券交易 | 2026-08-03 | 2026-11-01 | |
| RO | 就证券提供意见 | 2016-12-01 | 2026-08-02 | |
| Rep | 就证券提供意见 | 2016-07-22 | 2016-12-01 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2014-06-30 | 2015-07-20 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2014-06-30 | 2015-07-20 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2014-06-30 | 2026-08-02 |
| HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2014-06-30 | 2016-07-01 |
| Credit Suisse (Hong Kong) Limited | Rep | 就证券提供意见 | 2004-07-09 | 2014-03-04 |
| CLSA RESEARCH LIMITED | Rep | 就证券提供意见 | 2003-04-01 | 2004-07-06 |
已采集记录中暂无金管局登记。