| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2024-12-09 | 2026-02-02 |
| Rep | 证券交易 | 2024-12-09 | 2026-02-02 | |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 证券交易 | 2013-03-11 | 2013-10-01 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2011-07-04 | 2012-05-15 |
| Rep | 期货合约交易 | 2011-07-04 | 2012-05-15 | |
| Rep | 证券交易 | 2011-07-04 | 2012-05-15 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2011-01-27 | 2011-04-16 |