| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 期货合约交易 | 2012-01-26 | 2014-08-16 |
| Rep | 证券交易 | 2012-01-26 | 2014-08-16 | |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2010-05-04 | 2011-10-13 |
| Rep | 期货合约交易 | 2010-05-04 | 2011-10-13 | |
| Rep | 证券交易 | 2010-05-04 | 2011-10-13 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2010-05-04 | 2011-10-13 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2007-10-10 | 2008-08-16 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 证券交易 | 2007-10-10 | 2008-08-16 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2007-10-10 | 2008-08-16 |