| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SMBC NIKKO SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2026-03-19 | - |
| Rep | 证券交易 | 2026-03-19 | - | |
| Rep | 就证券提供意见 | 2025-11-04 | 2026-03-18 | |
| Rep | 证券交易 | 2025-11-04 | 2026-03-18 | |
| Credit Suisse (Hong Kong) Limited | Rep | 期货合约交易 | 2017-09-20 | 2024-04-17 |
| RO | 就证券提供意见 | 2017-02-17 | 2024-04-17 | |
| RO | 证券交易 | 2017-02-17 | 2024-04-17 | |
| Rep | 就机构融资提供意见 | 2010-11-18 | 2012-07-10 | |
| Rep | 就证券提供意见 | 2010-11-18 | 2017-02-17 | |
| Rep | 证券交易 | 2010-11-18 | 2017-02-17 |