| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | RO | 就证券提供意见 | 2026-01-02 | - |
| Rep | 证券交易 | 2024-12-20 | - | |
| Rep | 就证券提供意见 | 2024-12-20 | 2026-01-02 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | 就证券提供意见 | 2019-12-12 | 2023-09-29 |
| Rep | 就证券提供意见 | 2019-06-27 | 2019-12-12 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就证券提供意见 | 2006-10-13 | 2013-08-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2004-10-26 | 2006-07-22 |
| Rep | 就证券提供意见 | 2004-10-14 | 2005-04-23 | |
| MACQUARIE CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-01-19 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-01-19 | |
| Rep | 证券交易 | 2003-04-01 | 2004-01-19 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-10-14 |