| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2026-03-16 | - |
| Rep | 证券交易 | 2026-03-16 | - | |
| Jefferies Hong Kong Limited | Rep | 证券交易 | 2025-11-27 | 2025-11-28 |
| RO | 证券交易 | 2024-05-29 | 2025-11-27 | |
| Rep | 证券交易 | 2021-11-09 | 2024-05-29 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2014-04-14 | 2021-07-19 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2014-04-14 | 2021-07-19 |
| Rep | 证券交易 | 2014-04-14 | 2021-07-19 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2010-08-27 | 2012-07-19 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2010-06-15 | 2012-07-19 |
| Rep | 期货合约交易 | 2010-06-15 | 2012-07-19 | |
| Rep | 证券交易 | 2010-06-15 | 2012-07-19 |
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