| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2014-06-23 | 2020-08-17 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2014-06-23 | 2020-08-17 |
| SC Lowy Financial (HK) Limited | Rep | 证券交易 | 2012-01-06 | 2014-03-21 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2011-09-09 | 2011-11-01 |
| Rep | 期货合约交易 | 2011-09-09 | 2011-11-01 | |
| Rep | 证券交易 | 2011-09-09 | 2011-11-01 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2008-02-05 | 2008-12-05 |
| Rep | 证券交易 | 2008-02-05 | 2008-12-05 |