Morris, Lyndon James Hong Kong SFC License Details (ID 77474)

Morris, Lyndon James Hong Kong SFC License Details (ID 77474)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
Credit Suisse Securities (Hong Kong) Limited	Rep	提供自动化交易服务	2013-09-04	2014-07-10
Credit Suisse (Hong Kong) Limited	Rep	提供自动化交易服务	2008-11-05	2013-11-01
	Rep	期货合约交易	2008-11-05	2014-07-10
Credit Suisse Futures (Hong Kong) Limited	Rep	提供自动化交易服务	2007-06-13	2008-11-24
	Rep	期货合约交易	2007-06-13	2008-11-24
Credit Suisse (Hong Kong) Limited	Rep	证券交易	2005-10-07	2014-07-10
Credit Suisse Securities (Hong Kong) Limited	Rep	证券交易	2005-10-07	2014-07-10
RBS Asia Securities (Hong Kong) Limited	Rep	证券交易	2004-08-12	2005-02-04
Credit Agricole Securities (Asia) Limited	Rep	证券交易	2004-05-13	2005-08-31