| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | RO | 就证券提供意见 | 2013-07-08 | 2014-01-23 |
| Rep | 就证券提供意见 | 2008-08-13 | 2013-07-08 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期货合约交易 | 2007-04-30 | 2008-03-04 |
| Rep | 证券交易 | 2007-04-30 | 2008-03-04 | |
| BREVAN HOWARD (HONG KONG) LIMITED | RO | 提供资产管理 | 2006-06-16 | 2007-01-12 |
| Rep | 提供资产管理 | 2005-12-28 | 2006-06-16 | |
| HSBC SECURITIES (ASIA) LIMITED | RO | 就证券提供意见 | - | 2005-09-30 |