Personnel Hong Kong SFC License Details (ID 77482)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
GPTX Investment Management Limited	Rep	就证券提供意见	2025-08-13	-
	Rep	提供资产管理	2025-08-13	-
	Rep	证券交易	2025-08-13	-
ATLANTIS INVESTMENT MANAGEMENT LIMITED	Rep	就证券提供意见	2024-06-28	2025-06-12
	Rep	提供资产管理	2024-06-28	2025-06-12
SG SECURITIES (HK) LIMITED	Rep	期货合约交易	2023-02-17	2023-12-22
	Rep	证券交易	2023-02-17	2023-12-22
Ovata Capital Management Limited	Rep	提供资产管理	2018-03-16	2022-11-11
Merrill Lynch (Asia Pacific) Limited	RO	证券交易	2016-03-01	2017-09-26
Merrill Lynch Far East Limited	RO	期货合约交易	2016-03-01	2017-09-26
	RO	证券交易	2016-03-01	2017-09-26
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2015-06-04	2016-03-01
Merrill Lynch Far East Limited	Rep	期货合约交易	2015-06-04	2016-03-01
	Rep	证券交易	2015-06-04	2016-03-01
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	提供资产管理	2014-02-11	2015-04-17
Credit Suisse Securities (Hong Kong) Limited	Rep	提供自动化交易服务	2013-09-04	2013-10-12
Credit Suisse (Hong Kong) Limited	Rep	提供自动化交易服务	2008-11-05	2013-10-12
	Rep	期货合约交易	2008-11-05	2013-10-12
Credit Suisse Futures (Hong Kong) Limited	Rep	提供自动化交易服务	2006-05-24	2008-11-24
Credit Suisse (Hong Kong) Limited	Rep	证券交易	2006-05-23	2013-10-12
Credit Suisse Futures (Hong Kong) Limited	Rep	期货合约交易	2006-05-23	2008-11-24
Credit Suisse Securities (Hong Kong) Limited	Rep	证券交易	2006-05-23	2013-10-12
BOCI SECURITIES LIMITED	Rep	期货合约交易	2005-10-13	2006-05-11
BOCI COMMODITIES &AMP; FUTURES LIMITED	Rep	期货合约交易	2005-06-10	2006-05-11
BOCI SECURITIES LIMITED	Rep	证券交易	2005-06-10	2006-05-11
DEUTSCHE SECURITIES ASIA LIMITED	Rep	期货合约交易	2004-06-24	2005-05-10
DEUTSCHE FUTURES HONG KONG LIMITED	Rep	期货合约交易	2003-04-01	2004-06-24
DEUTSCHE SECURITIES ASIA LIMITED	Rep	就机构融资提供意见	2003-04-01	2004-01-08
	Rep	提供资产管理	2003-04-01	2004-01-08
	Rep	就证券提供意见	2003-04-01	2004-04-16
	Rep	证券交易	2003-04-01	2005-05-10

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