| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2023-10-30 | - |
| Credit Suisse (Hong Kong) Limited | RO | 就机构融资提供意见 | 2017-02-07 | 2023-10-15 |
| RO | 就证券提供意见 | 2017-02-07 | 2023-10-15 | |
| RO | 证券交易 | 2017-02-07 | 2023-10-15 | |
| Rep | 就证券提供意见 | 2008-07-24 | 2017-02-07 | |
| Rep | 就机构融资提供意见 | 2008-06-23 | 2017-02-07 | |
| Rep | 证券交易 | 2008-06-23 | 2017-02-07 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就机构融资提供意见 | 2005-09-26 | 2008-04-15 |
| Rep | 证券交易 | 2005-09-26 | 2008-04-15 | |
| Rep | 就机构融资提供意见 | 2004-11-01 | 2005-06-17 | |
| Rep | 证券交易 | 2004-11-01 | 2005-06-17 | |
| LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2004-11-01 | 2005-06-17 |
已采集记录中暂无金管局登记。