| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2010-05-06 | 2011-09-29 |
| Rep | 期货合约交易 | 2010-05-06 | 2011-09-29 | |
| Rep | 证券交易 | 2010-05-06 | 2011-09-29 | |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2007-09-07 | 2010-03-16 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期货合约交易 | 2007-09-07 | 2010-03-16 |