| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2018-08-28 | 2023-08-08 |
| Rep | 就证券提供意见 | 2018-08-28 | 2023-08-08 | |
| Rep | 证券交易 | 2018-08-28 | 2023-08-08 | |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 就证券提供意见 | 2015-06-25 | 2016-03-01 |
| Rep | 就机构融资提供意见 | 2013-10-31 | 2016-03-01 | |
| Rep | 证券交易 | 2013-10-31 | 2016-03-01 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2011-04-07 | 2013-03-19 |
| Rep | 就证券提供意见 | 2011-04-07 | 2013-03-19 | |
| Rep | 证券交易 | 2011-04-07 | 2013-03-19 | |
| PIPER JAFFRAY ASIA LIMITED | Rep | 就机构融资提供意见 | 2010-08-31 | 2011-03-19 |