| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| VARDE PARTNERS HONG KONG LIMITED | Rep | 证券交易 | 2019-05-15 | 2021-02-28 |
| Credit Suisse (Hong Kong) Limited | RO | 证券交易 | 2016-04-27 | 2016-12-01 |
| Rep | 期货合约交易 | 2015-12-21 | 2016-12-01 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2015-12-21 | 2016-12-01 |
| Credit Suisse (Hong Kong) Limited | Rep | 证券交易 | 2010-06-24 | 2016-04-27 |
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2005-05-09 | 2010-04-19 |