Pratt, Michael Charles Harding Kayas (SFC:AEK878) Hong Kong SFC License Details (ID 77511)

Pratt, Michael Charles Harding Kayas (SFC:AEK878) Hong Kong SFC License Details (ID 77511)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
Jefferies Hong Kong Limited	RO	证券交易	2022-03-08	2023-04-24
	Rep	证券交易	2021-11-18	2022-03-08
Merrill Lynch (Asia Pacific) Limited	RO	证券交易	2015-07-09	2021-07-14
Merrill Lynch Far East Limited	RO	证券交易	2015-07-09	2021-07-14
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2014-05-28	2015-07-09
Merrill Lynch Far East Limited	Rep	证券交易	2014-05-28	2015-07-09
	Rep	期货合约交易	2014-05-28	2021-07-14
Credit Suisse Securities (Hong Kong) Limited	Rep	提供自动化交易服务	2013-08-22	2014-02-28
	Rep	证券交易	2006-03-10	2014-02-28
Credit Suisse (Hong Kong) Limited	Rep	证券交易	2005-03-08	2014-02-28