| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2010-05-27 | 2023-11-26 |
| Rep | 就证券提供意见 | 2010-05-27 | 2023-11-26 | |
| Rep | 证券交易 | 2010-05-27 | 2023-11-26 | |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2007-04-03 | 2010-03-01 |
| Rep | 证券交易 | 2007-04-03 | 2010-03-01 | |
| UBS SECURITIES ASIA LIMITED | Rep | 就机构融资提供意见 | - | 2003-06-25 |
| Rep | 就证券提供意见 | - | 2003-06-25 | |
| Rep | 提供资产管理 | - | 2003-06-25 |