| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Redient Capital HK Limited | RO | 就证券提供意见 | 2025-09-15 | - |
| RO | 提供资产管理 | 2025-09-15 | - | |
| Rep | 就证券提供意见 | 2025-09-10 | 2025-09-15 | |
| Rep | 提供资产管理 | 2025-09-10 | 2025-09-15 | |
| SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | RO | 就证券提供意见 | 2020-06-18 | 2024-12-31 |
| RO | 提供资产管理 | 2020-06-18 | 2024-12-31 | |
| Rep | 提供资产管理 | 2020-05-19 | 2020-06-18 | |
| BC Global Asset Management Limited | Rep | 提供资产管理 | 2019-10-21 | 2020-03-12 |
| Rep | 就证券提供意见 | 2018-09-17 | 2019-01-02 | |
| Rep | 提供资产管理 | 2018-09-17 | 2019-01-02 | |
| Rep | 证券交易 | 2018-08-23 | 2019-01-02 | |
| Ping An of China Capital (Hong Kong) Company Limited | RO | 就机构融资提供意见 | 2018-02-06 | 2018-03-24 |
| Rep | 就机构融资提供意见 | 2017-04-12 | 2018-02-06 | |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | 证券交易 | 2017-04-12 | 2018-03-24 |
| XinKong International Securities Limited | Rep | 证券交易 | 2016-12-31 | 2016-12-31 |
| RO | 证券交易 | 2016-11-22 | 2016-12-31 | |
| XinKong International Capital Limited | Rep | 就机构融资提供意见 | 2016-07-12 | 2016-12-31 |
| Rep | 证券交易 | 2016-07-12 | 2016-12-31 | |
| XinKong International Securities Limited | Rep | 就机构融资提供意见 | 2016-02-04 | 2016-07-11 |
| Rep | 证券交易 | 2016-02-04 | 2016-11-22 | |
| BOCI ASIA LIMITED | Rep | 就机构融资提供意见 | 2013-08-02 | 2015-11-09 |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2009-07-08 | 2012-12-09 |
| Rep | 就证券提供意见 | 2009-07-08 | 2012-12-09 | |
| Rep | 证券交易 | 2009-07-08 | 2012-12-09 |
已采集记录中暂无金管局登记。