| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | RO | 证券交易 | 2016-04-27 | 2017-08-23 |
| Rep | 期货合约交易 | 2015-12-21 | 2017-08-23 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2015-12-21 | 2017-08-23 |
| Credit Suisse (Hong Kong) Limited | Rep | 证券交易 | 2008-04-29 | 2016-04-27 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2008-04-29 | 2013-10-30 |
| BOCI RESEARCH LIMITED | Rep | 就机构融资提供意见 | - | 2003-04-10 |
| Rep | 就证券提供意见 | - | 2003-04-10 |