| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Nomura Asset Management Hong Kong Limited | Rep | 就证券提供意见 | 2014-08-15 | 2016-05-10 |
| Rep | 提供资产管理 | 2014-08-15 | 2016-05-10 | |
| Rep | 证券交易 | 2014-08-15 | 2016-05-10 | |
| BlackRock Asset Management North Asia Limited | Rep | 证券交易 | 2012-11-28 | 2014-07-12 |
| BLACKROCK (HONG KONG) LIMITED | Rep | 证券交易 | 2012-08-03 | 2014-07-12 |
| BlackRock Asset Management North Asia Limited | Rep | 就证券提供意见 | 2012-08-03 | 2014-07-12 |
| Rep | 提供资产管理 | 2012-08-03 | 2014-07-12 | |
| Credit Suisse (Hong Kong) Limited | Rep | 证券交易 | 2011-08-29 | 2011-10-11 |
| HSBC STRUCTURED FUNDS (ASIA) LIMITED | Rep | 就证券提供意见 | 2009-08-25 | 2011-03-28 |