| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | 提供资产管理 | 2026-06-17 | - |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2014-11-20 | 2024-02-09 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2009-06-09 | 2013-11-01 |
| Rep | 期货合约交易 | 2009-06-09 | 2024-02-09 | |
| Rep | 证券交易 | 2009-06-09 | 2024-02-09 | |
| UBS SECURITIES ASIA LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2005-02-04 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2005-03-24 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2005-03-24 | |
| Rep | 提供资产管理 | 2003-04-01 | 2005-03-24 | |
| Rep | 期货合约交易 | 2003-04-01 | 2009-04-22 | |
| Rep | 证券交易 | 2003-04-01 | 2009-04-22 |