| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 期货合约交易 | 2013-07-15 | 2016-03-25 |
| Rep | 就机构融资提供意见 | 2004-05-15 | 2005-03-11 | |
| Rep | 证券交易 | 2004-05-15 | 2016-03-25 | |
| Rep | 就证券提供意见 | 2004-03-17 | 2005-03-11 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就证券提供意见 | 2003-12-09 | 2004-03-15 |