| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2013-01-02 | 2018-06-19 |
| Credit Suisse (Hong Kong) Limited | Rep | 期货合约交易 | 2010-10-21 | 2012-10-30 |
| Rep | 提供自动化交易服务 | 2010-09-01 | 2012-10-30 | |
| Rep | 证券交易 | 2009-12-22 | 2012-10-30 | |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 杠杆式外汇交易 | - | 2005-03-08 |