Personnel Hong Kong SFC License Details (ID 77599)

Personnel Hong Kong SFC License Details (ID 77599)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	提供资产管理	2013-05-08	2015-01-31
Merrill Lynch (Asia Pacific) Limited	Rep	提供自动化交易服务	2012-08-06	2012-11-15
	Rep	证券交易	2012-08-06	2012-11-15
Merrill Lynch Far East Limited	Rep	期货合约交易	2012-08-06	2012-11-15
	Rep	证券交易	2012-08-06	2012-11-15
Credit Suisse (Hong Kong) Limited	Rep	提供自动化交易服务	2011-08-01	2012-05-03
	Rep	期货合约交易	2011-08-01	2012-05-03
	Rep	证券交易	2011-08-01	2012-05-03
Credit Suisse Securities (Hong Kong) Limited	Rep	证券交易	2011-08-01	2012-05-03
Credit Suisse (Hong Kong) Limited	Rep	期货合约交易	2011-03-17	2011-06-17
	Rep	证券交易	2011-03-17	2011-06-17