| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 就机构融资提供意见 | 2020-03-04 | - |
| RO | 就证券提供意见 | 2020-03-04 | - | |
| RO | 证券交易 | 2020-03-04 | - | |
| Rep | 就机构融资提供意见 | 2018-02-22 | 2020-03-04 | |
| Rep | 就证券提供意见 | 2018-02-22 | 2020-03-04 | |
| Rep | 证券交易 | 2018-02-22 | 2020-03-04 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就机构融资提供意见 | 2015-01-15 | 2017-12-11 |
| Rep | 证券交易 | 2015-01-15 | 2017-12-11 | |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2012-10-10 | 2013-04-12 |
| Rep | 证券交易 | 2012-10-10 | 2013-04-12 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2011-08-17 | 2012-08-18 |
| Rep | 就证券提供意见 | 2011-08-17 | 2012-08-18 | |
| Rep | 证券交易 | 2011-08-17 | 2012-08-18 | |
| MACQUARIE CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2010-12-07 | 2011-06-27 |
| Rep | 证券交易 | 2010-12-07 | 2011-06-27 | |
| Macquarie Corporate (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2010-12-07 | 2011-06-27 |
| CITIC Securities (Hong Kong) Limited | Rep | 就证券提供意见 | 2009-08-17 | 2010-11-12 |
| Rep | 就机构融资提供意见 | 2009-08-10 | 2010-11-12 | |
| BOCI ASIA LIMITED | Rep | 就机构融资提供意见 | 2007-07-03 | 2009-02-28 |
| Rep | 证券交易 | 2007-07-03 | 2009-02-28 | |
| BOCI SECURITIES LIMITED | Rep | 证券交易 | 2007-07-03 | 2009-02-28 |
已采集记录中暂无金管局登记。