| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | RO | 就证券提供意见 | 2026-03-12 | - |
| RO | 期货合约交易 | 2026-03-12 | - | |
| RO | 证券交易 | 2026-03-12 | - | |
| Rep | 就证券提供意见 | 2026-01-16 | 2026-03-12 | |
| Rep | 期货合约交易 | 2026-01-16 | 2026-03-12 | |
| Rep | 证券交易 | 2026-01-16 | 2026-03-12 | |
| Morgan Stanley Asia Limited | RO | 证券交易 | 2024-10-24 | 2025-09-08 |
| Morgan Stanley Hong Kong Securities Limited | RO | 期货合约交易 | 2024-10-24 | 2025-09-08 |
| Rep | 期货合约交易 | 2019-08-16 | 2024-10-24 | |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2019-08-12 | 2024-10-24 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2010-09-14 | 2013-11-01 |
| Rep | 就机构融资提供意见 | 2009-09-23 | 2010-09-07 | |
| Rep | 就证券提供意见 | 2009-09-23 | 2010-09-07 | |
| Rep | 证券交易 | 2009-08-31 | 2019-05-16 | |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2008-08-14 | 2009-08-17 |
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