| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2013-10-23 | 2016-09-06 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2012-06-15 | 2013-11-01 |
| Rep | 期货合约交易 | 2012-06-15 | 2016-09-06 | |
| Rep | 证券交易 | 2012-06-15 | 2016-09-06 | |
| Rep | 证券交易 | 2006-05-24 | 2012-04-30 |