| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | 证券交易 | 2022-05-11 | - |
| RO | 就证券提供意见 | 2022-05-11 | 2024-04-22 | |
| Rep | 就证券提供意见 | 2017-08-18 | 2022-05-11 | |
| Rep | 证券交易 | 2017-08-18 | 2022-05-11 | |
| Credit Suisse (Hong Kong) Limited | RO | 就证券提供意见 | 2015-06-23 | 2017-05-23 |
| RO | 证券交易 | 2015-06-23 | 2017-05-23 | |
| Rep | 提供自动化交易服务 | 2010-09-14 | 2013-11-01 | |
| Rep | 证券交易 | 2009-11-23 | 2015-06-23 |