| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就机构融资提供意见 | 2019-08-07 | 2020-11-03 |
| Rep | 证券交易 | 2019-08-07 | 2020-11-03 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就证券提供意见 | 2009-12-22 | 2011-12-24 |
| Rep | 就机构融资提供意见 | 2009-12-15 | 2011-12-24 | |
| Rep | 证券交易 | 2009-12-15 | 2011-12-24 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就机构融资提供意见 | 2008-09-01 | 2009-11-15 |
| Rep | 证券交易 | 2008-09-01 | 2009-11-15 |