| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2024-05-13 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 提供自动化交易服务 | 2024-05-13 | - |
| Rep | 期货合约交易 | 2024-05-13 | - | |
| Rep | 证券交易 | 2024-05-13 | - | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2013-08-22 | 2023-09-25 |
| Credit Suisse (Hong Kong) Limited | Rep | 证券交易 | 2005-04-14 | 2023-09-25 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2003-04-01 | 2003-08-22 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2005-02-15 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2005-02-15 | |
| Rep | 提供资产管理 | 2003-04-01 | 2005-02-15 | |
| Rep | 证券交易 | 2003-04-01 | 2023-09-25 |