| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CLSA LIMITED | RO | 证券交易 | 2018-10-23 | - |
| CITIC Securities International Global Markets Limited | Rep | 证券交易 | 2017-11-15 | - |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2016-12-02 | - |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2016-06-29 | - |
| CLSA FUTURES LIMITED | Rep | 期货合约交易 | 2015-02-17 | 2016-02-15 |
| CLSA LIMITED | Rep | 证券交易 | 2015-02-17 | 2018-10-23 |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2012-07-19 | 2015-02-13 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2012-07-19 | 2015-02-13 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2009-10-02 | 2012-04-14 |
| Rep | 期货合约交易 | 2009-10-02 | 2012-04-14 | |
| Rep | 证券交易 | 2009-10-02 | 2012-04-14 | |
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2008-11-17 | 2009-05-05 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-11-17 | 2009-05-05 |
| Rep | 证券交易 | 2007-07-30 | 2009-05-05 | |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2007-02-07 | 2007-07-04 |
已采集记录中暂无金管局登记。