| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2023-07-13 | - |
| Rep | 证券交易 | 2023-07-13 | - | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2016-03-29 | 2016-10-31 |
| Rep | 证券交易 | 2016-03-29 | 2016-10-31 | |
| Rep | 就期货合约提供意见 | 2016-03-29 | 2023-04-11 | |
| Rep | 期货合约交易 | 2016-03-29 | 2023-04-11 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就证券提供意见 | 2012-09-05 | 2015-06-19 |
| Rep | 提供自动化交易服务 | 2009-10-28 | 2013-11-01 | |
| Rep | 期货合约交易 | 2009-10-28 | 2015-06-19 | |
| Rep | 证券交易 | 2009-10-28 | 2015-06-19 |