| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Starlight Capital Limited (HK) | Rep | 就机构融资提供意见 | 2026-08-17 | - |
| Starlight Securities Limited | Rep | 就证券提供意见 | 2026-08-17 | - |
| Rep | 证券交易 | 2026-05-05 | - | |
| VTB Capital Hong Kong Limited | Rep | 就机构融资提供意见 | 2016-12-22 | 2018-07-03 |
| Rep | 就证券提供意见 | 2014-11-18 | 2018-07-03 | |
| Rep | 证券交易 | 2014-11-18 | 2018-07-03 | |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2010-09-14 | 2013-11-01 |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2003-08-22 | |
| Rep | 证券交易 | 2003-04-01 | 2013-11-12 |