| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2010-06-30 | 2012-12-11 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2009-08-18 | 2012-12-11 |
| Rep | 期货合约交易 | 2009-08-18 | 2012-12-11 | |
| Rep | 证券交易 | 2009-08-18 | 2012-12-11 | |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期货合约交易 | 2007-12-21 | 2009-07-10 |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2007-12-21 | 2009-07-10 |
| Rep | 证券交易 | 2007-12-21 | 2009-07-10 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2007-12-21 | 2009-07-10 |